My RIA Lawyer

(770) 462-2118
44 Milton Avenue, #314, Alpharetta, Georgia, 30009

Business hours

Monday 9:00am to 5:00pm
Tuesday 9:00am to 5:00pm
Wednesday 9:00am to 5:00pm
Thursday 9:00am to 5:00pm
Friday 9:00am to 5:00pm
Saturday Closed
Sunday Closed

About us

My RIA Lawyer is a law firm and outsourced compliance provider focused on serving the RIA (Registered Investment Advisor) space and other financial services firms. We understand that as a financial adviser or investment manager, you would rather spend your time meeting with prospective clients and providing them with exceptional services - because that's what directly generates revenue for your business. Compliance, on the other hand, is a necessary but non-revenue-generating activity.

That's where we come in! We handle the compliance burden so you can focus on growing your firm and serving your clients. From legal counseling and document review to full-service outsourced compliance programs, we tailor our offerings to the unique needs of each client.

Languages en_GB, en_IN, en_PI, en_UD, en_US
Tags outsourced compliance,outsourced cco,sec lawyer,securities lawyer,finra lawyer,ria lawyer,ria attorney,compliance services,sec compliance attorney,regulatory defense lawyer,ria compliance,securities litigation,sec compliance officer,compliance officer outsourced,investment advisor attorney,compliance outsourcing
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