About us

Sethi Clarity Advisers is a boutique consulting firm that provides regulatory and business advice to professionals in finance and law. We advise think tanks and financial industry policy makers on issues relating to SEC regulations, asset management, investment management, index investing, market structure, systemic risk, retirement policy, and corporate governance.

SCA counsel financial industry participants and other organizations on a variety of regulatory and business issues. We provide financial services and regulatory consulting to New York, Chicago, and Philadelphia-based businesses, as well as globally. SCA offer expertise from both a qualitative and quantitative perspective to established companies and start-ups. Areas of expertise include Regulation Best Interest and its impact on revenue-sharing arrangements, ESG engagement and regulation, and analysis of portfolio and fund data in the asset management industry.

With our extensive knowledge of the financial services industry, we serve clients by providing research and analysis on complex financial issues they face in their industries. We prioritize our clients’ business objectives and develop innovative solutions for navigating the regulatory landscape. Our demonstrated areas of regulatory expertise include securities compliance, Regulation Best Interest and fund disclosure, ESG engagement, derivatives, high-frequency trading, and alternative trading systems.